Licensed by the Securities and Exchange Commission
Brokers, investment advisers, fund managers and other investment firms on the official SEC Ghana register, with any public warnings it has issued.
SEC-approved fund (99)
Source: SEC Ghana - Licensees portal (Mutual Funds, Unit Trusts, ETFs, Private Funds, RE...
- AIM Freedom Fixed Income TrustUnit trust
- AIM Multi-Asset TrustUnit trust
- Algebra Income TrustUnit trust
- Anidaso Mutual Fund PlcMutual fund
- Aspire Real Estate Investment Trust PlcReal estate investment trust (REIT)
- Bora Balanced Unit TrustUnit trust
- Bora Fixed Income Unit TrustUnit trust
- Bora Global Balanced TrustUnit trust
- Brassica Alpha Fund PlcMutual fund
- Cal Advantage Balanced Unit TrustUnit trust
- Cal Benefit Fixed Income Unit TrustUnit trust
- CDH Balanced Fund PlcMutual fund
- Christian Community Mutual Fund LimitedMutual fund
- Ci GABA VC LTDPrivate fund
- CM Fund PLCMutual fund
- Crystal Entrepreneur Fund Ltd.Mutual fund
- Crystal Wealth Fund Ltd.Mutual fund
- Dalex Vision Fund PLCMutual fund
- Databank Ark Fund PlcMutual fund
- DataBank Balanced Fund PlcMutual fund
- DataBank Educational Investment Fund PlcMutual fund
- Databank EPACK Investment Fund PlcMutual fund
- DataBank MFund PlcMutual fund
- Delta Fund PlcMutual fund
- EcoCapital Prime Fund LtdMutual fund
- EDC Ghana Africa Cash TrustUnit trust
- EDC Ghana Balanced Fund PlcMutual fund
- EDC Ghana Fixed Income Unit TrustUnit trust
- EDC Ghana Growth TrustUnit trust
- EDC Ghana Money Market Unit TrustUnit trust
- EDC Retirement Fund PlcMutual fund
- Enhanced Equity Beta Fund PlcMutual fund
- Fidelity Balanced TrustUnit trust
- Fidelity Fixed Income TrustUnit trust
- Fidelity Money Market TrustUnit trust
- Financial Independence Mutual Fund PlcMutual fund
- First Atlantic Income Fund PlcMutual fund
- First Atlantic Personal Investment Plan PlcMutual fund
- First Finance Elite Mutual Fund PlcMutual fund
- First Fund LimitedMutual fund
- FirstBanc Heritage Fund LimitedMutual fund
- Fixed Income Alpha Plus Fund PlcMutual fund
- GLICO Fixed Income Fund PlcMutual fund
- Gold Fund Unit TrustUnit trust
- Gold Money Market Fund PlcMutual fund
- Golden Eagle Unit TrustUnit trust
- Growth Investment Partners Ghana LTDPrivate fund
- IC Liquidity Fund PlcMutual fund
- Ideal Sika Fund PlcMutual fund
- Injaro Ghana Venture Capital FundPrivate fund
- InvestCorp Active Equity Fund PlcMutual fund
- InvestCorp Mid - Tier Fund PLCMutual fund
- InvestCorp Money Market Fund PlcMutual fund
- InvestCorp Treasury Securities Fund PLCMutual fund
- Investiture 365 Alpha Fund PLCMutual fund
- ISF Ghana Venture Capital LTDPrivate fund
- Legacy Unit TrustUnit trust
- Mirepa Capital SME Fund 1 LimitedPrivate fund
- My Wealth Unit TrustUnit trust
- NGIS Money Market Fund PLCMutual fund
- Nimed Fixed Income Fund LimitedMutual fund
- Nimed Lifetime Unit TrustUnit trust
- Nordea Income Growth FundMutual fund
- NTHC Horizon Fund LimitedMutual fund
- Oasis Africa VC Fund II LTDPrivate fund
- Oasis Africa VC Fund LtdPrivate fund
- Omega Equity FundMutual fund
- Omega Income FundMutual fund
- Opportunity Fund PLCMutual fund
- Origen Private Debt Fund LTDPrivate fund
- Pinnacle Balanced Fund PLCMutual fund
- Platinum Debt Income Fund PlcMutual fund
- Plus Balanced Fund PlcMutual fund
- Plus Income Fund PlcMutual fund
- PSL Fixed Income Unit TrustUnit trust
- Rangoon Real Estate Investment PlcReal estate investment trust (REIT)
- Republic Equity TrustUnit trust
- Republic Future Plan TrustUnit trust
- Republic Real Estate Investment TrustUnit trust
- Republic Unit TrustUnit trust
- Republic Wealth TrustUnit trust
- Richie Rich Unit TrustUnit trust
- SAS Fortune Fund LimitedMutual fund
- SAS Midas Fund LtdMutual fund
- SEM Income Fund PLCMutual fund
- SEM Money Plus Fund PLCMutual fund
- Sentinel Africa Eurobond TrustUnit trust
- Sentinel Commercial Real Estate Investment Trust Company PlcReal estate investment trust (REIT)
- Sentinel Ghana Fixed IncomeTrustUnit trust
- Stanbic Cash TrustUnit trust
- Stanbic Income Fund TrustUnit trust
- Temple S&P Ghana Sovereign Bond Index ETF PlcExchange traded fund
- Tesah Future Fund Limited PLCMutual fund
- Tesah Treasury TrustUnit trust
- TTL Income Haven FundMutual fund
- UMB Balanced Fund PLCMutual fund
- Unisecurities Unit TrustUnit trust
- Wangara Green Venture Capital Co. LtdPrivate fund
- Weston Oil & Gas Fund LimitedMutual fund
SEC-licensed market operator (166)
Source: SEC Ghana - Licensees portal (Broker-Dealers, Crowdfunding, Custodians, Deposito...
- 10th Capital Investments LimitedFund manager
- ABSA Bank Ghana LTDCustodian; Issuing house; Primary dealer
- Access Bank (Ghana) PlcCustodian
- Africa Trust Capital LimitedFund manager
- Agricultural Development Bank PLCCustodian
- Algebra Capital Management LimitedFund manager
- Algebra Securities LimitedBroker-dealer; Issuing house
- Aligned Investment Management LTDFund manager
- Altasset Investment Managers LTDFund manager
- Amber Securities LimitedBroker-dealer; Issuing house
- Apakan Securities LimitedBroker-dealer
- ARB Apex Bank LimitedPrimary dealer
- Ashfield Investment Managers LTDFund manager
- Avant Capital LimitedFund manager
- Axis Wealth Management LimitedInvestment adviser
- Black Star Advisors LimitedFund manager
- Black Star Brokerage LimitedBroker-dealer; Issuing house
- Blackwood Capital Advisors LtdBroker-dealer
- Blaze Financial Services LtdFund manager
- Bora Capital Advisors LTDFund manager
- Brassica Capital Limited CompanyFund manager
- Bullion Securities LimitedBroker-dealer
- CAL Asset Management Company LTDFund manager
- CAL Bank LimitedPrimary dealer
- CalBank PlcCustodian; Issuing house; Trustee
- Capstone Capital LimitedFund manager
- Cardinalstone Capital Advisers (Ghana) LTDFund manager
- CDH Securities Ltd.Broker-dealer
- Central Securities DepositoryDepository
- Central Securities Depository (Ghana) LimitedRegistrar
- Chapel Hill Denham Management Ghana LimitedFund manager
- Chapel Hill Denham Securities (Gh.) LimitedBroker-dealer
- Chapel Hill Denham Securities (Ghana) LimitedIssuing house
- CIDAN Investments LimitedFund manager
- Cititrust Capital LtdFund manager
- Consolidated Bank Ghana LTDCustodian; Issuing house; Primary dealer; Trustee
- Constant Capital (Ghana) LimitedBroker-dealer
- Continental Capital limitedFund manager
- Cornerstone Capital Advisors LimitedFund manager
- Critical Ideas LimitedBroker-dealer
- Crystal Capital & Investments LimitedFund manager
- Databank Asset Management Services LTDFund manager
- Databank Brokerage LTD.Broker-dealer; Issuing house
- Delta Capital LtdFund manager
- DeVere Ghana LimitedInvestment adviser
- Dosh Brokerage LtdBroker-dealer
- Dusk Capital LimitedFund manager
- Ecobank Ghana PlcCustodian; Primary dealer
- Ecobank Investment Managers LTDFund manager
- EcoCapital Investment Management LimitedFund manager
- EDC Investments LimitedFund manager
- EDC Stockbrokers LimitedBroker-dealer; Issuing house
- Family Fountain Assets and Securities LimitedFund manager
- Fidelity Bank Ghana LTDCustodian; Issuing house; Primary dealer; Trustee
- Fidelity Securities LimitedFund manager
- Fincap Securities LimitedBroker-dealer; Issuing house
- First Atlantic Asset Management Co. LimitedFund manager
- First Atlantic Bank Ghana LimitedIssuing house
- First Atlantic Bank LimitedCustodian
- First Atlantic Brokers LimitedBroker-dealer
- First Finance Company LtdFund manager
- First National Bank Ghana LTDCustodian; Issuing house
- FirstBanc Brokerage Services LimitedBroker-dealer
- Gateway Wealth Management LimitedFund manager
- GCB Bank PlcCustodian; Issuing house; Primary dealer; Registrar; Trustee
- GCB Capital LimitedFund manager
- GFX Brokers LimitedBroker-dealer
- Ghana Commodity ExchangeSecurities exchange
- Ghana Stock ExchangeSecurities exchange
- GLICO Capital LimitedFund manager
- Glorygate Capital Ltd.Fund manager
- Grow For Me LimitedCrowdfunding intermediary; Crowdfunding platform
- Guaranty Trust Bank (Ghana) LTDCustodian; Trustee
- Halifax Asset ManagementFund manager
- HMI Management Services LimitedFund manager
- IC Asset Managers (Ghana) Ltd.Fund manager
- IC Securities (Ghana) Ltd.Broker-dealer
- IC Securities limitedIssuing house
- IFS Capital Management Ltd.Fund manager
- IGS Financial Services LimitedFund manager
- Impact Capital Advisors LimitedInvestment adviser
- Injaro Investment Advisors Ltd.Fund manager
- Integrity Fund Management LimitedFund manager
- Investa Capital Fund Management LtdFund manager
- InvestCorp Asset Management LtdFund manager
- InvestEye Capital Partners LtdFund manager
- Investiture Capital LtdFund manager
- Investment Securities Practice LtdIssuing house
- Investrust Capital Ltd.Fund manager
- JCS Investment LimitedInvestment adviser
- Laurus Africa Securities LimitedBroker-dealer; Issuing house
- Legacy Fund Management LimitedFund manager
- Linx Capital LimitedFund manager
- Merban Capital LTDFund manager
- Merban Stockbrokers LtdBroker-dealer
- Met Capital Group Ltd.Fund manager
- Mirepa Investment Advisors LtdFund manager
- Monarch Capital LimitedFund manager
- NA Jones Capital LimitedFund manager
- National Trust Holding Company Limited (NTHC)Fund manager
- New Generation Investment Services LimitedFund manager
- NewCase Capital LimitedFund manager
- Nimed Capital LTD.Fund manager
- NTHC LimitedRegistrar
- NTHC Securities LimitedBroker-dealer
- Oasis Capital Ghana LimitedInvestment adviser
- Obotan LimitedCrowdfunding intermediary; Crowdfunding platform
- OctaneDC LimitedFund manager
- OmniBSIC Bank Ghana LTDCustodian
- One Africa Securities LtdBroker-dealer; Issuing house
- Orialles Capital LtdFund manager
- Pent Asset & Wealth Management Ltd.Fund manager
- Pesewa Rising LtdCrowdfunding intermediary; Crowdfunding platform
- Petra Securities LimitedBroker-dealer
- PLUTUS INVESTMENT LTDFund manager
- Premium Place Investments Ltd.Fund manager
- Prestige Capital LimitedFund manager
- Propartners Exchange LimitedCrowdfunding intermediary; Crowdfunding platform
- Prudential Bank LimitedCustodian; Trustee
- Prudential Securities LimitedFund manager
- RAD Business Advisory Network Centre LtdFund manager
- Regal Alliance Investment Ltd.Fund manager
- Regulus Investment and Financial Services Gh LtdCrowdfunding intermediary; Crowdfunding platform
- Regulus Investment and Financial Services Ghana LimitedBroker-dealer
- Republic Bank (Ghana) PLCCustodian
- Republic Investments (Ghana) LimitedFund manager; Issuing house
- Republic Securities (Ghana) LimitedBroker-dealer
- Resurgence Securities LTDFund manager
- Sarpong Capital Markets LimitedBroker-dealer; Issuing house
- SAS Investment Management LimitedFund manager
- Savannah Impact Advisory LimitedFund manager
- Savvy Securities Limited CompanyBroker-dealer
- SBG Securities (Gh) LimitedBroker-dealer
- SDC Capital LimitedFund manager
- SEM Capital Advisors LimitedFund manager
- Sentinel Asset Management LtdFund manager
- Sentinel Global Advisers Ghana LimitedInvestment adviser
- Sentinel Global Advisers LtdIssuing house
- Serengeti Asset Management LimitedFund manager
- Serengeti Capital Markets LimitedBroker-dealer
- SIC Brokerage LimitedBroker-dealer
- SIC Financial Services LimitedFund manager
- Soceite Generale Ghana LimitedPrimary dealer
- Societe Generale Ghana PLCCustodian
- Stanbic Bank Ghana LTDCustodian; Issuing house; Primary dealer
- Stanbic Investment Management Services LTDFund manager
- Standard Chartered Bank Ghana PlcCustodian; Issuing house; Primary dealer
- Standard Chartered Bank PlcTrustee
- Standard Chartered Wealth Management LimitedInvestment adviser
- Star Asset Fund Management LtdFund manager
- Steward Capital Partners LimitedFund manager
- Strategic African Securities LimitedBroker-dealer; Issuing house
- Teak Tree Brokerage LimitedBroker-dealer; Issuing house
- Temple Investments LTDFund manager; Issuing house
- Tesah Capital LimitedFund manager
- Thamani Investment Management LtdFund manager
- TrustMark Capital LtdIssuing house
- TTL Capital LimitedFund manager
- UMB Ghana LimitedRegistrar
- Union Capital LimitedFund manager
- Universal Merchant Bank LimitedCustodian; Trustee
- WAICA RE Capital LimitedFund manager
- Wallstreet Brokerage LtdBroker-dealer
- Worldwide Securities LimitedBroker-dealer
- Zenith Bank (Ghana) LTDCustodian
- Zinari Capital LimitedFund manager
Public warnings: not licensed (57)
Source: Securities and Exchange Commission, Ghana notice SEC/PN/002/07/2026 ยท list dated 2026-07-22
- Afri HubUnlicensed investment scheme/platform
- AFRIGRAMUnlicensed investment product advertiser
- Alpha PayUnlicensed investment product/platform
- BG WealthUnlicensed investment scheme/platform
- Binomo InvestmentUnlicensed investment product/platform
- Bitcash InvestmentUnlicensed investment product/platform
- BonchatUnlicensed investment scheme/platform; Suspected fraudulent investment scheme
- BP InvestmentUnlicensed investment scheme/platform
- Cedi Network GhanaUnlicensed investment product/platform
- CHY CENTURY HENG YUE GROUP LIMITEDUnlicensed investment/trading scheme
- Creative Walker Promotion Company (CWPC)Unlicensed investment scheme/platform
- DallmayrUnlicensed investment scheme/platform
- EARNIT GHANAUnlicensed investment product advertiser
- Expert (Expect) OptionUnlicensed investment scheme/platform
- Faucet Wealth InvestmentUnlicensed investment product/platform
- Freedom SynergyUnlicensed investment product/platform
- FxKash InvestmentUnlicensed investment product/platform
- GAIP Securities Learning & Exchange GroupUnlicensed investment scheme/platform
- Ghana NewsOnline page advertising unlicensed investment product
- Ghana VestUnlicensed investment scheme/platform
- Gold AI Rise PlatformUnlicensed investment product
- GOLDEN EMPIRE LEGACY LIMITEDUnlicensed investment product
- Harvest FundUnlicensed investment scheme/platform
- Hi PayUnlicensed investment product/platform
- Infarms/Secure FarmUnlicensed investment scheme/platform
- Kukafor PlatformUnlicensed investment scheme/platform
- Lite EarnUnlicensed investment product/platform
- LOOMUnlicensed investment product
- MazzumaUnlicensed investment scheme/platform
- Medisyne TradeUnlicensed investment scheme/platform
- Mekanism Marketing LtdUnlicensed investment scheme
- MENZGOLD GHANA LIMITEDUnlicensed gold trading/investment
- MUTUAL AID GHANAUnlicensed investment product advertiser
- News GHOnline page advertising unlicensed investment product
- NIO PlatformUnlicensed investment scheme/platform
- Opay InvestmentUnlicensed investment product/platform
- Passive IncomeUnlicensed investment product/platform
- PatronPay Ghana/PetronPay GhanaUnlicensed investment product/platform
- PAYDAY GHANAUnlicensed investment product advertiser
- Payme Financial ServicesUnlicensed investment product/platform
- Profit Rise InvestUnlicensed investment scheme/platform
- Quant Vest Stock Exchange (QVSE)Unlicensed investment scheme/platform
- Quick EarnUnlicensed investment product/platform
- QVESUnlicensed investment scheme/platform
- QX Broker /QumatixUnlicensed investment scheme/platform
- SAIRUI E-COMMERCE GHANA LIMITEDUnlicensed investment/trading scheme
- Smart GainUnlicensed investment scheme/platform
- Snap FinanceUnlicensed investment product/platform
- Solmax GroupUnlicensed investment product/platform
- SUSU CASH GHANAUnlicensed investment product advertiser
- TIZAA GHANA FUNDUnlicensed investment scheme
- Ultima Cryptocurrency GroupUnlicensed investment scheme/platform
- WISELING ONLINE INVESTMENT COMPANYUnlicensed investment scheme
- YEPBIT EXCHANGESuspected fraudulent investment scheme
- Yepbit TradingUnlicensed investment scheme/platform
- Yvonne Hanson DealsUnlicensed investment product/platform
- ZEC ZEC FXUnlicensed investment scheme/platform