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Licence check

Is Capstone Capital Limited licensed in Ghana?

Yes, it is on an official licensed list. Capstone Capital Limited is listed by the Securities and Exchange Commission as: SEC-licensed market operator. The register also flags regulatory issues with this licensee.

What the registers say

  • SEC-licensed market operator Securities and Exchange Commission

    Listed as: Fund manager

    SEC register flags this licensee as having regulatory issues: 1. Late submission of statutory reports 2. Failure to renew operating licence 3. Non-compliance with Investment Guidelines. Check its current status with the regulator before investing.

    Source: SEC Ghana - Licensees portal (Broker-Dealers, Crowdfunding, Custodians, Deposito... ยท checked

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No reviews of Capstone Capital Limited on TrustCheck yet. A licence shows a company is allowed to operate, not that it treats customers well. If you have used it, your review helps the next person.

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Also on this list

See the full SEC Ghana list

TrustCheck copies public registers for convenience and is not a regulator. If this page is out of date, contact us and we will correct it. Report a correction

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